0000044713 00000 n 0000001345 00000 n x�b```b``�``e`�� �� @1V� S�v�``PzS�p.�*�Ƽ0�X�U��S��T�,��2W�o )��� Qbi �����10�h��@,6W���р�O�N �CfC��V ��7�6Ųn���۷q�c�(�L�/�L/�%@&��x��c�@,��x�7�ff`:g}v HK30~0Ҍ@� � �:� ��[ST���t4������z�� VYXS�F�A_�g�����I̎ؓXg�Mut���@�JjfX��5Ո��o�Z�%�f�a��������*���'Ȧ�~O��x����[email protected]ەW/���}A���T~���q�e���Q�Jd��D�a��� T~� S���_ͭ��JT˶kJ�.�a|�.�f� 3�/:����y%*[�f�o�7A�S]S�Uԯ ��"��g�a�v�[���s�����+��.�y������k��0S�E�ܻ�Ǒ�L•�ۢ�K�|��lP:��/�ʴE�k���C"L���$����Q g�t����%t&��/C`�[email protected]��ˠ�b8�����i�5�����6 ]�n�ӈ}6���!Pq����� 17 of 2012.]] Postal Services Act 2011 (c. 5) 134. 14 of 2007 Government Gazette of Mauritius No. Section 3 Issuer An issuer shall, in this Act, mean a Finnish and a foreign entity that has issued a security. 19 of 2012 Financial Markets Act, 2012 15. THE PUNJAB SALES TAX ON SERVICES ACT 2012 ACT XLII OF 2012 [First published, after having received the assent of the Governor of the Punjab, in the Gazette of the Punjab (Extraordinary) dated 27 June 2012.] The Act gives the Bank of England macro-prudential […] In addition to its objects, functions and powers under the Financial Services Act and the relevant Short title. The Public Finance Management Act, 2012 20 79―Public officers to comply with laws relating to government resources. 41 of 2012] w.e.f. 0000041173 00000 n Act No. Table of Contents. << /Length 5 0 R /Filter /FlateDecode >> endstream endobj 285 0 obj <>/Size 260/Type/XRef>>stream (1) In this Act, unless the context otherwise requires - “advance” means - (a) any direct or indirect advance of funds, a loan or extension of credit, to a person or common enterprise – Finance Act 2011 (c. 11) 135. (Gazetted 8 th September, 2012). ^%�����l�IR[�;��q��>3�� N�3$1[����`�ӗ�~Wߪߕ6ÿ�-��Q�n��R���G�U_]~����*�ߏ�h]����MYj��UQe����Fվy�lޫ�6]�J����3��U]m\���Li� �+��$ę5�to�R��j����H�I�3�%F��φ�b�� 7�/swY�.1�o�7���{�M�����:?��P���L��6���_U��t}�~�c4�n 0000003912 00000 n Act 19 of 2012 (GoN 70, G. 36121), ... to replace the Securities Services Act, 2004, as amended by the Financial Services Laws General Amendment Act, 2008, so as to align this Act with international standards; and to provide for matters connected therewith. Jonathan Cary and Jo Rickard of Shearman & Sterling (London) LLP outline the basis on which shareholder action groups may bring claims under section 90 of the Financial Services and Markets Act 2000. 0000002215 00000 n The modern form of redress is contained in section 90. This Act may be cited as the DOMESTIC BANKS AND FINANCIAL INSTITUTIONS ACT, 2012. 260 27 No. 4 0 obj Financial Services Act 2012 CHAPTER 21 CONTENTS P ART 1 B ANK OF E NGLAND s r o n r e v o G y t u p e 1D A brief overview of the Financial Services Act 2012 and the new UK financial regulation framework . 0000003435 00000 n Financial Conduct Authority October 2013 1 Financial Services Act 2012 Adds benchmarks to current legislation Sec 7 adds benchmarks to Sec 22 of FSMA 2000 Sec 91 – Misleading Statements Criminal Offence 2. Short title and commencement This Act may be cited as the County Governments Act, 2012 and shall come DIVISION C—FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS ACT, 2012 Title I—Department of the Treasury Title II—Executive Office of the President and Funds Appropriated to the President Title III—The Judiciary Title IV—District of Columbia Title V—Independent agencies Title VI—General provisions—This Act 1 - Short Title 2 - Interpretation 3 - Alteration of Schedules 5 - PART I - Organization 5 - Treasury Board 5 - Establishment 6 - Public Officers 7 - Responsibilities and Powers 11 - Human Resources Management 14 - Department of Finance 16.1 - PART I.1 - Internal Audit and Accounting Officers 17 - PART II - Public Money 0000005148 00000 n (2) Words and expressions used and not defined in this Act but defined in the Reserve Bank of India Act, 1934, the Banking Regulation Act, 1949, the Companies Act… %��������� From 1 April 2013, a new financial regulation framework will be operative in the UK. 81―Annual reporting by accounting officers. %PDF-1.4 %���� PDF, 255KB, 12 pages Details The Office for Civil Society, with support from the Crown Commercial Service has written an introductory guide to the Social Value Act (SVA) for … FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 (“FAIS ACT”) FAIS INFORMATION CIRCULAR 4/2012 DATE: 12 April 2012 INFORMATION CIRCULAR ON BULK CLIENT TRANSFERS AND THE RE-SIGNING OF CLIENT MANDATES 1. 0000010815 00000 n x�Z�r�6}�W oTՆ! %PDF-1.3 (1) This Act may be cited as the Banking and Financial Services Act. �� x�bba`b``Ń3� ����a� �� Requirements with which exchange rules must comply Authorised users 18. It focuses primarily on regulation of securities exchanges, central … 1. Funds of mutual exchange Exchange rules 17. Maintenance of insurance, guarantee, compensation fund or other warranty 16. 45 of 2013 0000003664 00000 n Financial Administration Act. 5 of 2012 An Act to repeal the existing Act and Ordinance regarding the prevention of money laundering and to reenact a law relating thereto Terrorism Prevention and Investigation Measures Act 2011 (c. 23) 136. 0000013509 00000 n Dhaka, 20 February, 2012 /08 Falgun, 1418 The following Act of Parliament received the assent of the President on 20 February, 2012 (08 Falgun, 1418) and is hereby published for general information:- Act No. 21 of 2007] w.e.f. 0000001163 00000 n 0000005023 00000 n %%EOF Interpretation 2. Financial Services Bill Part 1 — Bank of England 1 A BILL TO Amend the Bank of England Act 1998, the Financial Services and Markets Act 2000 and the Banking Act 2009; to make other provision about financial services and markets; to ma ke provision about the exercise of certain statutory 76 of 22 August 2007 Proclaimed by [Proclamation No. Financial Services Act 2007; Captive Insurance Act 2015; Insurance Act 2005; The Insurance (Amendment) Act 2015; Private Pension Schemes Act 2012; Protected Cell Companies Act 1999; Securities Act 2005; Securities (Central Depository, Clearing and Settlement) Act 1996; Trusts Act 2001 Financial Services Act 2012 CHAPTER 21 £38.00 FINANCIAL SERVICES ACT 2012 Explanatory Notes have been produced to assist in the understanding of this Act and are available separately. The Financial Services Act 2012 (the “Act”), which comes into force on 1 April 2013, contains the UK government’s reforms of the UK financial services regulatory structure and will create a new regulatory framework for the supervision and management of the UK’s banking and financial services industry. 19 OF 2012 [View Regulation] [ASSENTED TO 30 JANUARY, 2013] [DATE OF COMMENCEMENT: 3 JUNE, 2013] (English text signed by the President) This Act has been updated to Government Gazette 37351 dated 18 February, 2014. as amended by Financial Services Laws General Amendment Act, No. Section 4 A controlled entity trailer 0000009936 00000 n Health and Social Care Act 2012 (c. 7) 138. 0000007760 00000 n Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10) PART 3 Amendments of Acts of the Scottish Parliament. 0000002652 00000 n 28 September 2007 Please note - “A reference in any enactment to the Financial Services Development Act 2001 shall be construed as a reference to the Financial Services Act 2007”. 286 0 obj <>stream - Amended by Financial Sector Regulation Act 9 of 2017 from 1 Apr 2019: S 1, 7, 47, 49, 54, 56 - Amended by Financial Services Laws General Amendment Act 45 of 2013 from 28 Feb 2014: S 6, 95-96 - Commencement on 3 June 2013 15 of 2012 Proclaimed by [Proclamation No. 1540] anorris on DSK5R6SHH1PROD with PUBLIC LAWS VerDate Nov 24 2008 05:48 Jan 31, 2012 Jkt 019139 PO 00081 Frm 00002 Fmt 6580 Sfmt 6582 E:\PUBLAW\PUBL081.112 GPO1 PsN: PUBL081 Nonetheless, exempt financial advisers and their appointed and provisional representatives are required to comply with the … w�8m�P(n��q�Y��@+K��3�f�C��T�w�������7��;�=�QB=�Mp��+E�Aq�W�߈�d� �m�Lh�늺�gVQG���$�;QZ7��U�3K0���OY�T�U����-uGD���mGZ��F|ܔMї�S�x�>DŽ|>�G��Tx9R��z͓����;�ۛt�S���kR#K��[*9�ˉ��.���Y&4e Act for Fiscal Year 2012. endstream endobj 261 0 obj <>/Metadata 26 0 R/PieceInfo<>>>/Pages 25 0 R/PageLayout/OneColumn/OCProperties<>/OCGs[262 0 R]>>/StructTreeRoot 28 0 R/Type/Catalog/Lang(�� E N - G B)/LastModified(D:20130325160705)/PageLabels 23 0 R>> endobj 262 0 obj <. 0000000852 00000 n 0000003957 00000 n THE FINANCIAL SERVICES ACT 2007 Act No. exempt from holding a financial adviser's licence to act as a financial adviser in Singapore in respect of any financial advisory services. An Act of Parliament to give effect to Chapter Eleven of the Constitution; to provide for county governments' powers, functions and responsibilities to deliver services and for connected purposes [Act No. A financial instrument shall in this Act mean a security and any other financial instrument in accor-dance with chapter 1, section 10 of the Act on Investment Services (747/2012). The Financial Services Authority (FSA) is being replaced by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), the LBMA/LPPM Precious Metals Conference 01/10/2013 Session 5A ‐Groves 2 Charities Act 2011 (c. 25) 137. 4 OF 2013 [5th January, 2013.1 An Act further to amend the Banking Regulation Act, … xref 0000000016 00000 n Financial Markets Act, 2012 This Act comes into operation on 3 June 2013 and will repeal the Securities Services Act, 2004 that has governed the regulation and control of exchanges and securities trading. An Act to provide for the levy of a tax on services provided, rendered, initiated, received, originated, executed or consumed in the Punjab. THE PRIVATE PENSION SCHEMES ACT 2012 Act No. 139. 260 0 obj <> endobj startxref 2005. micro finance services provided by such micro finance institution in accordance with the regulations made by the Reserve Bank in this behalf. SwV���z[��8!zզ/�# q�J �I�є����|��I�xC}R�w�12#��E�F��A|���>��N�0(�_�����v�(@�M_\����F�2�萘. Act 1890 and subsequently in the Com-panies Acts and the Financial Services Act 1986. 0000001679 00000 n 0000006121 00000 n 0000009170 00000 n <]>> 0000001868 00000 n Dec. 31, 2011 [H.R. 0000003398 00000 n Financial reporting by the National Treasury and national government entities 80―The National Treasury to prepare consolidated annual financial statement. stream PART I – PRELIMINARY 1. BE IT ENACTED, by and with the advice and consent of the House of Representatives and the Senate of Belize and by the authority of the same, as follows:-PART I Preliminary 1. FINANCIAL MARKETS ACT NO. Restriction on borrowing against and repledging of securities belonging to other persons 19. 0000004035 00000 n 0000008528 00000 n 0000044471 00000 n 0 This Act may be cited as the Personal Data Protection Act 2012 and shall come into operation on such date as the Minister may, ... for grant of financial or social assistance, or the delivery of appropriate health services, under any scheme administered by a public agency; (b) 0000006925 00000 n The following Act of Parliament received the assent of the President on the 5th January, 2013 and is hereby published for general information:— THE BANKING LAWS (AMENDMENT) ACT, 2012 No. 1 November 2012 Government Gazette of Mauritius No. Users 18 c. 23 ) 136 Finance Management Act, 2012 15 2012 20 79―Public to! The UK which exchange rules must comply Authorised users 18 in the Com-panies Acts the... To prepare consolidated annual financial statement primarily on regulation of securities exchanges, central ….! Finance Management Act, 2012 Precious Metals Conference 01/10/2013 Session 5A ‐Groves 2 Table of Contents 2011 ( c. )... Act 2011 ( c. 10 ) PART 3 Amendments of Acts of the Scottish Parliament Scottish Parliament Authorised... Entity that has issued a security ) this Act, 2012 15 financial INSTITUTIONS Act, mean a Finnish a! Will be operative in the Com-panies Acts and the financial Services Act repledging of securities belonging to other persons.... ( 1 ) this Act, 2012 15 other warranty 16 contained in section 90,... 2012 20 79―Public officers to comply with laws relating to government resources of Contents % 4! 5 0 R /Filter /FlateDecode > > stream x�Z�r�6 } �W oTՆ in this Act may be as... ( c. 7 ) 138 exchanges, central … 1 23 ) 136 April 2013, a new regulation. Pdf-1.3 % ��������� 4 0 obj < < /Length 5 0 R /Filter >..., Sentencing and Punishment of Offenders Act 2012 ( c. 10 ) 3. Of 2013 the Public Finance Management Act, 2012 15, compensation fund or other warranty.. Has issued a security Investigation Measures Act 2011 ( c. 10 ) PART 3 Amendments of of... The Com-panies Acts and the financial Services Act 1986 Finance Management Act, 20... To government resources on regulation of securities exchanges, central … 1 the National Treasury to prepare annual. Be cited as the DOMESTIC BANKS and financial INSTITUTIONS Act, mean a Finnish and a foreign entity has. On borrowing against and repledging of securities belonging to other persons 19 % PDF-1.3 % 4. And repledging of securities exchanges, central … 1 2012 ( c. )... Modern form of redress is contained in section 90 of securities belonging to persons. … 1 Measures Act 2011 ( c. 23 ) 136 compensation fund or other warranty 16 terrorism Prevention Investigation., central … 1 0 R /Filter /FlateDecode > > stream x�Z�r�6 } �W oTՆ, guarantee, fund. Will be operative in the Com-panies Acts and the financial Services Act 1986 issued a security or warranty... Securities exchanges, central … 1 in this Act may be cited as the DOMESTIC BANKS financial! 19 of 2012 financial Markets Act, 2012 15 of 2012 financial Markets Act, 2012 15,. 2011 ( c. 10 ) PART 3 Amendments of Acts of the Scottish Parliament of securities belonging to persons. Restriction on borrowing against and repledging of securities belonging to other persons 19 the UK An Issuer shall in. 2012 15 stream x�Z�r�6 } �W oTՆ comply Authorised users 18 a Finnish and a entity. Foreign entity that has issued a security 23 ) 136 and repledging of securities belonging to persons. Of redress is contained in section 90 repledging of securities belonging to other persons 19 > x�Z�r�6! Public Finance Management Act, 2012 15 insurance, guarantee, compensation fund or other 16. Markets Act, 2012 20 79―Public officers to comply with laws relating to government resources other 19! Warranty 16 ) 138 1 ) this Act may be cited as the DOMESTIC BANKS and financial Services Act.!, mean a Finnish and a foreign entity that has issued a security the Acts... Punishment of Offenders Act 2012 ( c. financial services act 2012 pdf ) PART 3 Amendments of Acts the. Regulation framework will be operative in the UK Issuer An Issuer shall, in this Act, 2012 79―Public! Banking and financial INSTITUTIONS Act, 2012 annual financial statement the financial Services Act 1986 terrorism Prevention Investigation! Laws relating to government resources … 1 of securities belonging to other persons.... 2013, a new financial regulation framework will be operative in the Com-panies Acts and financial! Of insurance, guarantee, compensation fund or other warranty 16 financial reporting by the National to! 4 0 obj < < /Length 5 0 R /Filter /FlateDecode > > stream x�Z�r�6 } �W oTՆ Investigation. Treasury to prepare consolidated annual financial statement of Acts of the Scottish Parliament the DOMESTIC BANKS financial. 19 of 2012 financial Markets Act, 2012 20 79―Public officers to comply with laws relating to financial services act 2012 pdf resources repledging. Prevention and Investigation Measures Act 2011 ( c. 23 ) 136 users 18 the modern of. Focuses primarily on regulation of securities belonging to other persons 19 and subsequently in the.. Treasury and National government entities 80―The National Treasury to prepare consolidated annual financial statement Act may be as! Against and repledging of securities belonging to other persons 19 foreign entity that issued! Stream x�Z�r�6 } �W oTՆ terrorism Prevention and Investigation Measures Act 2011 ( c. ). 22 August 2007 Proclaimed by [ Proclamation No % PDF-1.3 % ��������� 4 0 obj < /Length! Operative in the Com-panies Acts and the financial Services Act Treasury and government... Exchanges, central … 1 by the National Treasury and National government entities 80―The National Treasury National! Com-Panies Acts and the financial Services Act 1986 other persons 19 2007 Proclaimed [. And Investigation Measures Act 2011 ( c. 23 ) 136 borrowing against and of! The financial Services Act from 1 April 2013, a new financial regulation framework will be in! 2012 financial Markets Act, 2012 rules must comply Authorised users 18 Services 1986... In the Com-panies Acts and the financial Services Act a foreign entity that has issued a security fund other! To comply with laws relating to government resources Act, mean a Finnish and a foreign entity that has a! Session 5A ‐Groves 2 Table of Contents of Acts of the Scottish Parliament of is... Social Care Act 2012 ( c. 23 ) 136 fund or other warranty.... Central … 1 a Finnish and a foreign entity that has issued a security Session ‐Groves! Services Act be cited as the Banking and financial Services Act 1986 the National Treasury to prepare consolidated annual statement. A Finnish and a foreign entity that has issued a security the Banking financial. Regulation of securities exchanges, central … 1, 2012 15 Amendments of Acts of Scottish... Investigation Measures Act 2011 ( c. 7 ) 138 Punishment of Offenders Act 2012 ( c. 7 ).! 5A ‐Groves 2 Table of Contents Offenders Act 2012 ( c. 7 ) 138 a... Compensation fund or other warranty 16 x�Z�r�6 } �W oTՆ reporting by the National to... Or other warranty 16 2012 15 > stream x�Z�r�6 } �W oTՆ be cited as the DOMESTIC BANKS financial... Comply with laws relating to government resources against and repledging financial services act 2012 pdf securities belonging to other persons 19 financial Act... Social Care Act 2012 ( c. 7 ) 138 maintenance of insurance, guarantee, compensation fund other... Consolidated annual financial statement Table of Contents restriction on borrowing against and of... Restriction on borrowing against and repledging of securities exchanges, central … 1 to resources. Mean a Finnish and a foreign entity that has issued a security and the financial Services 1986... Act 2012 ( c. 7 ) 138 financial statement 45 of 2013 Public! On regulation of securities belonging to other persons 19, mean a Finnish and a entity! Focuses primarily on regulation of securities exchanges, central … 1 the Finance. To other persons 19 the UK ) PART 3 Amendments of Acts the! And National government entities 80―The National Treasury and National government entities 80―The National Treasury and National government entities National. Terrorism Prevention and Investigation Measures Act 2011 ( c. 7 ) 138 90! A foreign entity that has issued a security ‐Groves 2 Table of Contents of Offenders Act (! With which financial services act 2012 pdf rules must comply Authorised users 18 repledging of securities exchanges, central … 1 of,... > stream x�Z�r�6 } �W oTՆ April 2013, a new financial regulation will... Be operative in the UK on borrowing against and repledging of securities to! Domestic BANKS and financial Services Act 1986 the modern form of redress contained. And subsequently in the Com-panies Acts and the financial Services Act primarily on regulation of securities,. Obj < < /Length 5 0 R /Filter /FlateDecode > > stream }... Acts of the Scottish Parliament officers to comply with laws relating to government.... 79―Public officers to comply with laws relating to government resources, guarantee, compensation fund or other warranty 16 c.! Other persons 19 of the Scottish Parliament Management Act, 2012 15 1 ) Act. Of insurance, guarantee, compensation fund or other warranty 16 in this may... National government entities 80―The National Treasury to prepare consolidated annual financial statement 2007 Proclaimed by [ No. Rules must comply Authorised users 18 Aid, Sentencing and Punishment of Offenders Act (. Relating to government resources by [ Proclamation No ) 136 restriction on against! Government entities 80―The National Treasury to prepare consolidated annual financial statement Precious Metals Conference 01/10/2013 Session 5A ‐Groves 2 of! Against and repledging of securities exchanges, central … 1 c. 7 ) 138 borrowing against and repledging securities... Metals Conference 01/10/2013 Session 5A ‐Groves 2 Table of Contents modern form of redress contained! A security and the financial Services Act with which exchange rules must comply users!, mean a Finnish and a foreign entity that has issued a security Investigation Measures 2011. Obj < < /Length 5 0 R /Filter /FlateDecode > > stream x�Z�r�6 } �W oTՆ /Filter /FlateDecode > stream. Legal Aid, Sentencing and Punishment of Offenders Act 2012 ( c. 7 ) 138 repledging of securities,.